![]() (3) Stock-settled derivatives (including options) and agreements to purchase/sell:Īll interests and all short positions should be disclosed.ĭetails of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (1) Relevant securities owned and/or controlled: (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. If it is a cash offer or possible cash offer, state "N/A"Ģ. (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? (d) Date position held/dealing undertaken:įor an opening position disclosure, state the latest practicable date prior to the disclosure (c) Name of the party to the offer with which exempt principal trader is connected: Use a separate form for each offeror/offeree (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Rule 8.5 of the Takeover Code (the "Code") PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY ANĮXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds.Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so. ![]()
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